On June 24, 2026, the Office of Inspector General (“OIG”) for the U.S. Department of Health and Human Services (“HHS”) published a Request for Information (“RFI”) seeking public input on whether OIG should add or modify its regulatory safe harbors for the Federal anti-kickback statute (“AKS”) or statutory exceptions to the Beneficiary Inducements Civil Monetary Penalties Law (“Beneficiary Inducements CMP”) for remuneration provided to individuals in connection with clinical trial participation.

The RFI sits within HHS’s broader clinical trial reform initiative. Dubbed “Operation Trailblazer”, HHS’s initiative seeks to strengthen U.S. leadership in early clinical research and development. To accomplish that goal, HHS created a Roadmap, which identifies the ways to modernize regulatory processes, encourage more efficient trial practices, better leverage existing data and technologies, and improve patient access and engagement in clinical trials. To increase clinical trial participation, HHS proposes expanding decentralized and hybrid trial models, embedding research in community-based settings, using telehealth, remote monitoring, AI-enabled tools, and real-world data. The roadmap also identifies patient financial burdens—including co-payment obligations for standard-of-care services delivered during a trial, tax issues, possible Medicaid eligibility impacts, and geography—as structural barriers to clinical trial access and retention.

In pursuit of HHS’s department-wide goals, OIG’s RFI asks stakeholders to address:

  • Whether remuneration facilitates clinical trial participation;
  • Whether the AKS or Beneficiary Inducements CMP operate as barriers to encouraging such participation;
  • What types and amounts of remuneration are appropriate, such as cost-sharing support, travel, lodging, parking, childcare, meals, stipends, compensation for time, or completion incentives; and
  • What safeguards, including Institutional Review Board (“IRB”) review, value caps, advertising limits, and anti-steering protections, should apply.

OIG also requests the public to provide feedback about whether regulatory protection is necessary for stakeholders or whether sub-regulatory guidance, such as a Special Advisory Bulletin or FAQ, would be sufficient. Comments are due by 5:00 p.m. on August 24, 2026.

Legal Framework

The AKS prohibits the knowing and willful offering, paying, soliciting, or receiving of remuneration to induce or reward referrals or other business reimbursable by a Federal health care program. OIG has promulgated certain regulatory safe harbors to protect specified arrangements from AKS sanctions. In developing or modifying safe harbors, HHS may consider factors such as access, quality, patient choice, competition, Federal program costs, overutilization, and fraud-and-abuse risk.

The Beneficiary Inducements CMP separately prohibits the offering or transferring of remuneration to Medicare or State health care program beneficiaries that is likely to influence such beneficiaries’ selection of a provider, practitioner, or supplier. While AKS-protected arrangements are excepted from the Beneficiary Inducements CMP, CMP exceptions do not independently protect arrangements under the AKS.

OIG’s Existing Advisory Opinion Roadmap

Although clinical trials are not often reimbursed by Medicare (as set forth in the Medicare Secondary Payer (“MSP”) rules), Medicare may subsidize certain costs, such as the treatment of trial-related complications, and Medicaid requires coverage of routine patient costs in qualifying clinical trials. Thus, clinical trial participation by Federal health care program enrollees can still heighten risk under the AKS or CMP.

The RFI does not assume that OIG is starting from a blank slate in considering clinical trial incentivization. To the contrary, OIG cites to its two-decades-worth of favorable advisory opinions, which permit waiver or subsidization of certain Federal health care program cost-sharing obligations for clinical trial participants. Against this backdrop, OIG also acknowledges that it has not yet opined on other forms of remuneration via advisory opinion, including, for example, transportation costs, childcare costs, or stipends.

Taken together, OIG’s advisory opinions have gradually created a fact-specific roadmap for clinical trial cost-sharing support, which has evolved over time. For example, OIG has been more receptive where the remuneration is:

  • Tied to protocol-required or study-related items and services;
  • Not advertised as a recruitment inducement;
  • Disclosed through informed consent;
  • Subject to IRB or government oversight;
  • Finite in duration, amount, or enrollment; and
  • Supported by study-integrity rationales such as enrollment, retention, socioeconomic diversity, blinding, or avoiding differential financial burdens across study arms.[1]

Two recently issued unfavorable opinions (AO 24-05 and AO 24-06), which specifically address financial assistance for commercial gene therapy treatment, may be viewed as cautionary. However, those opinions turned on the potential influence over treatment centers and physicians, not protocol-bound remuneration to clinical trial participants. OIG’s concerns in those opinions—particularly the lack of data to assess access, cost, patient outcome, competition, and steering risks—may nevertheless be raised by stakeholders in RFI commentary.

Structural Limitations

Critically, for those operating in the clinical trial space, OIG’s advisory opinions are not available to be relied upon for protection by anyone like the safe harbors—they may be legally relied upon only by the opinion requestor(s).

The MSP rules establish an important financial limitation, as well. Generally, Medicare may not pay as the primary where payment has been made, or can reasonably be expected to be made, by another primary plan. Thus, any AKS regulatory safe harbor or Beneficiary Inducement CMP exception relating to clinical-trial remuneration would likely remain subject to MSP rules.

Takeaways

Stakeholders should consider whether to submit comments addressing the categories of remuneration that may be important to their clinical trial operations and what data they may have available to support such positions.

Proskauer’s Health Care Group is knowledgeable and experienced with the public comment process and can assist stakeholders if appropriate. We will continue to monitor developments related to the RFI and other OIG guidance in this area. Subscribe to Health Care Law Brief to remain up-to-date.


[1] See AO 02-16 (2002), AO 04-01 (2004), AO 08-11 (2008), AO 16-13 (2016), AO 17-02 (2017), AO 21-13 (2021), AO 21-17 (2021), AO 22-05 (2022), AO 23-11 (2023), and AO 26-05 (2026).

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Photo of Jacquelyn R. Daniel Jacquelyn R. Daniel

Jacquelyn R. Daniel is an associate in the Corporate Department and a member of the Heath Care Group. Jacquelyn earned her B.A. in political science from the University of California Berkeley in 2015, and her J.D. from Boston College Law School in 2022.

Jacquelyn R. Daniel is an associate in the Corporate Department and a member of the Heath Care Group. Jacquelyn earned her B.A. in political science from the University of California Berkeley in 2015, and her J.D. from Boston College Law School in 2022. Before law school, Jacquelyn spent several years working in biomedical research administration at a premier Harvard teaching hospital in Boston, MA. During law school, Jacquelyn focused her studies and clinical practice on corporate law and health law. She also interned in-house for two large health care providers headquartered in the Boston area.

Photo of Devin Cohen Devin Cohen

Devin Cohen is a partner in the Corporate Department and a member of Proskauer’s Health Care Group.

Devin counsels leading health care organizations and private equity sponsors operating at the cutting edge of the industry on their most important transactional and regulatory matters.

Devin Cohen is a partner in the Corporate Department and a member of Proskauer’s Health Care Group.

Devin counsels leading health care organizations and private equity sponsors operating at the cutting edge of the industry on their most important transactional and regulatory matters. He has a deep understanding of both deal mechanics and the evolving regulatory landscapes in the areas of strategic investment, vertical integration, insurance and brokerage, as well as research.

Over the course of his career, Devin has advised a wide range of health care organizations and investors on value-based care arrangements and initiatives, and routinely advises insurers and providers to structure collaborative care models and Medicare Advantage. In addition, Devin has worked with clients on matters related to pharmaceutical and medical device research and development and clinical trials, including fraud and abuse considerations, human subject protections requirements, animal welfare standards, sponsored and investigator-initiated research negotiations, and compliance monitoring.

Clients value Devin’s responsiveness, as well as his ability to cut through complexity to provide clear, actionable guidance. They also appreciate the strong people skills he brings to the table, which are particularly helpful in negotiations.

Devin’s passion for health care extends to his community service and pro bono efforts in the Boston area. He works with Heading Home and other non-profits providing shelter to those in need throughout the Commonwealth of Massachusetts, among others.

Devin joins Proskauer from Ropes & Gray LLP where he was a partner in the firm’s Health Care practice.

Experience

Devin regularly works with a wide range of health care organizations — including physician groups, academic medical centers, clinical networks, hospitals, dental and management services organizations, insurers, brokers/agents, pharmaceutical and medical device manufacturers, and provider organizations — as well as industry investors, across areas such as:

Health care transactions and investments

  • Provide transactional and regulatory counsel to providers and investors. Examples include:
  • Assisted multiple regional health plans in their mergers and acquisitions of new plans to expand insurance product offerings.
  • Advised a private equity firm on its investment in an online insurance brokerage platform.
  • Counsel investors on emerging state health care transaction laws, corporate practice of medicine, and MSO/DSO structuring.
  • Advise multiple private sponsors on CRO and SMO investments

Value-based care arrangements

  • Counsel a wide range of providers, payors, practice management organizations, vendors and industry investors in the areas of Medicare Advantage, CMMI program participation, state risk-bearing implications and insurance requirements.
  • Advise on strategic partnerships and joint ventures, including innovative collaborations aimed at expanding access to value-based primary care for Medicare beneficiaries.

Regulatory and compliance

  • Routinely counsel Medicare Advantage Organizations, FDRs and program vendors on Medicare Advantage regulatory and contracting standards.
  • Advise investors and brokers/agencies on emerging Medicare requirements, including emerging standards related to sales commissions payments.
  • Advise medical device and pharmaceutical manufacturers on regulatory standards related to customer and patient interactions, marketing and clinician education standards, industry and jointly sponsored CME, patient assistance programs, and related compliance program requirements.

Clinical research and related activities

  • Regularly provide guidance on drug and drug component development/commercialization considerations for sites, investigators and sponsors.
  • Routinely advise institutional and start-up manufacturers, as well as CROs and trial sites, on cutting-edge clinical trial contracting negotiations.
  • Provide counsel on research affiliation agreements, including advising a large academic medical center on developing and implementing its research affiliation agreement with a local pediatric health network.
  • Conduct regulatory diligence for private equity clients regarding their planned investments in companies that participate in the clinical research enterprise.
  • Advise academic medical centers on research misconduct matters.
Photo of Matthew J. Westbrook Matthew J. Westbrook

Matt Westbrook is a senior counsel in the Corporate Department and a member of the Health Care Group. His practice focuses on providing regulatory compliance advice for the Firm’s health care clients, including service providers, health plans, operators, investors, and lenders, among others.

Matt Westbrook is a senior counsel in the Corporate Department and a member of the Health Care Group. His practice focuses on providing regulatory compliance advice for the Firm’s health care clients, including service providers, health plans, operators, investors, and lenders, among others. Matt specifically provides advice on fraud and abuse matters arising under the Federal False Claims Act (FCA), Civil Monetary Penalties Law, Federal Anti-Kickback Statute (AKS), and Physician Self-Referral Law (Stark Law), as well as on the regulations promulgated by the Drug Enforcement Administration (DEA) and the Department of Health and Human Services, including the Office of Inspector General (OIG), Centers for Medicare & Medicaid Services (CMS), and Food and Drug Administration (FDA).

Before joining the Firm, Matt served as senior counsel in OIG’s Administrative and Civil Remedies Branch. At OIG, Matt was responsible for determining whether to impose administrative sanctions, including civil money penalties and Federal health care program exclusions, against health care providers and suppliers, and whether to impose civil money penalties on hospitals and physicians in connection with matters referred to CMS under the Emergency Medical Treatment and Labor Act (EMTALA). During his tenure, Matt also litigated exclusion appeals before administrative law judges and appellate panels of the Departmental Appeals Board; advised United States Attorney’s Offices on exclusions appealed to Federal district courts; resolved voluntary self-disclosures submitted by providers and grant and contract recipients; and participated in the negotiations and settlements of FCA matters by the Department of Justice involving the AKS, Stark Law, CMS reimbursement issues, and DEA and FDA compliance issues. In connection with certain FCA resolutions, Matt also negotiated and monitored corporate integrity agreements.

On the Florida junior circuit and in college, Matt was a competitive tennis player. Matt played on the varsity team and was captain his senior year at Rhodes College, earning ITA Division III and SCAC All-Academic Honor Roll awards his sophomore, junior, and senior years. Matt is an active member of the American Health Law Association (AHLA) and currently serves as a Vice Chair of AHLA’s Fraud and Abuse Practice Group.

Articles:

Matthew J. Westbrook and David M. Blank, “Using OIG’s Cross-Component Audit and Enforcement Data to Strengthen Your Compliance Program,” Compliance Today (February 2024).

Ed Kornreich, Matthew Westbrook, and Angela Gichinga, “Bracing for the Impact of the No Surprises Act,” Westlaw Today (June 16, 2022).

Presentations:

Bill Mathias and Matt Westbrook, “‘Lightning Round’:  A Fraud & Abuse Due Diligence Game Show,” American Health Law Association (Health Care Transactions Conference, May 5–6, 2025).

Matthew J. Westbrook and David M. Blank, “Recent Trends in CMPL Enforcement, American Health Law Association (Webinar, May 24, 2023).